managing director, upstate ny and new
england
Email: ghoffman@accumepartners.com
Glenn is a Managing Director and has over 20 years of financial,
operational and risk management experience in the financial
services industry. He has extensive experience in SOX, SSAE16,
internal audit, external audit, operational and technical reviews,
as well as evaluating, designing and implementing controls to
mitigate risks. Glenn's broad experience also includes compliance,
interest rate, liquidity, credit, market and operational risk
management with respect to the safety and soundness of domestic and
foreign financial institutions. Glenn is responsible for the
overall operations and growth of the Upstate New York and New
England Region and for ensuring the quality delivery of services to
clients.
Prior to Accume, Glenn was the COO for Credit Suisse within the
Global Derivatives Trading Group where he helped develop and
implement a broad range of strategic, operational and risk
management programs in a complex derivatives trading environment.
Previous to that, Glenn was a Senior Manager in KPMG's Risk and
Advisory Services practice focused on the financial services and
insurance industries.
Included in his prior experience, Glenn has led several
governance, risk and policy-related programs for a Fortune 50
financial services company. The programs included performing a
current state assessment, development of a three-year strategic
plan, policy and standards rationalization and development of an
organizational model. These programs included the design of a
Risk and Compliance Management Dashboard linked to the
organization's operational and compliance risks and design and
implementation of an integrated risk and compliance management
process. He has designed and implemented a series of targeted risk
management initiatives for one of the world's largest diversified
financial institutions. This included implementation of a common
risk management framework and process, supported by a
software-based automated risk and control self assessment system,
with a phased deployment to over 100 countries. He has also managed
multiple global Sarbanes Oxley assessments for a Fortune 50 company
and served as the interim Director of IT Audit for a major
financial institution where he set a three-year IT audit and plan
and led execution for audits surrounding IT governance, security,
asset management and trade operations.
Glenn is a Certified Fraud Examiner (CFE) and a Certified
Information Security Auditor (CISA). He is a member of the
Information Systems Audit and Control Association and American
Management Association (ISACA). Glenn is affiliated with the
Financial Management Society (FMS), National Association of
Corporate Directors (NACD), and the National Investment Company
Association (NICSA). Glenn is a graduate of Bernard M. Baruch
College (BBA, Economics) and New York University (MBA, Management
Information Systems).