White Papers

• Enterprise Risk Management: Developing a Model for Organizational Success
  By Jay Singh, Managing Director
  
  
• Understanding the New Insurance Company Requirements to Adopt Corporate Governance and SOX Best Practices
  By Larry Esposito, Managing Director
  
  
• De Novo Banks Get the Right Perspective on Risk
  By Nicole Lloyd, Managing Director
  
  
• Eight Strategic Reasons to Outsource or Co-Source Your Internal Audit Function
  
  
• SEC and PCAOB Call for Risk-Based Approach to Sarbanes-Oxley (SOX) Compliance
  
  
• Getting on the Offensive – Focus on the Fiduciary Fundamentals
  By Kathleen Root, CTA, Audit Manager
  
  
• The Quality Standard: A Matter of Choice
  By Lynette Bennett, Quality Control Director
  
  
• The BSA Dozen - Twelve tips for winning the "gotcha" game with regulators
  By Sheryl Vittitoe, Audit Director and Elizabeth Miranda, Audit Director
  
  
• FFIEC Guidance - Authentication in an Internet Environment
  By Frank Padavano, Managing Director
  
  
• Evaluating Control Deficiencies under PCAOB Auditing Standard No 2
  By John Palmer, Managing Director
  
  
• Agencies Issue a Proposed Statement on Controls Involving Complex Structure
  By John Palmer, Managing Director
  
  
• Meeting the Challenge of Compliance
  By John Palmer, Managing Director
  
  
• Determining Operating Effectiveness of Controls under Sarbanes-Oxley
  By John Palmer, Managing Director