White Papers
- Enterprise Risk Management: Developing a Model for Organizational Success
By Jay Singh, Managing Director
- Understanding the New Insurance Company Requirements to Adopt Corporate Governance and SOX Best Practices
By Larry Esposito, Managing Director
- De Novo Banks Get the Right Perspective on Risk
By Nicole Lloyd, Managing Director
- Eight Strategic Reasons to Outsource or Co-Source Your Internal Audit Function
- SEC and PCAOB Call for Risk-Based Approach to Sarbanes-Oxley (SOX) Compliance
- Getting on the Offensive – Focus on the Fiduciary Fundamentals
By Kathleen Root, CTA, Audit Manager
- The Quality Standard: A Matter of Choice
By Lynette Bennett, Quality Control Director
- The BSA Dozen - Twelve tips for winning the "gotcha" game with regulators
By Sheryl Vittitoe, Audit Director and Elizabeth Miranda, Audit Director
- FFIEC Guidance - Authentication in an Internet Environment
By Frank Padavano, Managing Director
- Evaluating Control Deficiencies under PCAOB Auditing Standard No 2
By John Palmer, Managing Director
- Agencies Issue a Proposed Statement on Controls Involving Complex Structure
By John Palmer, Managing Director
- Meeting the Challenge of Compliance
By John Palmer, Managing Director
- Determining Operating Effectiveness of Controls under Sarbanes-Oxley
By John Palmer, Managing Director