Accume Partner’s FinCEN Beneficial Ownership webinar will cover the following topics:
- Who is covered?
- What is a Legal Entity Customer?
- Applicability to New/Existing Accounts
- Legal Entity Customer Exclusions
- Qualification as Beneficial Owner
- Triggering Events – Updating Beneficial Ownership Information
- Assessing Your Organization’s Compliance
Hear from the following subject matter experts:
- David Smith, Director, Risk & Regulatory Advisory Services for Accume Partners
- Joseph Chisolm, Senior Director, Risk & Regulatory Advisory Services for Accume Partners
Accume Partner’s team of experienced regulatory professionals can assess your organization’s compliance with CDD Rule requirements by reviewing policies and procedures and performing testing on key CIP, CDD, and beneficial ownership processes and controls. We look forward to your attendance and providing you with guidance to assist your organization’s readiness for regulatory examinations and independent testing on FinCEN’s Beneficial Ownership Rule.