Compliance

The dynamic world of regulatory compliance is a unique and highly specialized field. For nearly thirty years, we have enabled clients to fulfill their complex compliance requirements. Frequent updates challenge businesses to have the needed technical knowledge and expertise to overcome emerging regulatory challenges. A professional approach to modern issues, with a focus on the success of our clients, adds value every step of the way.

Leverage our knowledge of state and federal regulatory agencies and experience from our vast client base. We strengthen business risk and compliance functions so that clients confidently meet vital compliance requirements. The proper application of specialized resources, in combination with the necessary expertise, ensures compliance issues are properly addressed thus reducing the likelihood of regulatory criticism.

Our team has extensive experience when it comes to addressing difficulties surrounding MRA’s, MRIA’s, and other regulatory criticisms. Facing tough issues with our clients, we solve real world issues and ensure clients remain compliant moving forward.

We have companies covered when it comes to:

  • Regulatory compliance audits
  • Compliance consulting/program administration
  • Regulatory remediation and validation
  • BSA/AML lookback reviews
  • AML model validations

Areas of focus include:

  • Banking Regulations (from Reg. A to Reg. Z and everything in-between)
  • Compliance program administration (such as risk assessments, risk-based monitoring programs, policies and procedure, compliance training, pre-examination regulatory evaluations, and ongoing compliance support)
  • Financial crimes (such as BSA/AML/OFAC and more etc.)
  • Specialty areas (CRA, HMDA, Fair Lending, UDAAP, and more)

THOUGHT LEADERSHIP