Internal Audit

The thorough testing of an organization’s internal controls is a costly, specialized, time-consuming affair. To meet this challenge, we offer comprehensive, internal audit services and expertise and help clients gain a deeper understanding of the intricacies behind risk and controls. An expert team provides independent, objective assurance, and consulting every step of the way. Our solutions add value to an organization, enhancing operations and performance in a constructive collaborative manner.

With decades of experience, we offer expert focus on current emerging risks as well as the long-term impact of your firm’s controls and risk management measures. Reports customized to your organization deliver observations alongside industry-best practices and provide critical insight into your operation. Each client can expect a unique, flexible, systematic, and tested methodology that adds real value to the organization. Customize our internal audit work program specific to your business requirements and ensure active engagement with the Audit Committee and/or Chief Audit Executive.

We have you covered when it comes to:

  • Full internal audit outsourced service
  • Co-sourced internal audit
  • Specialty audit
  • Staff augmentation

Areas of focus include:

  • Financial and operational (such as deposit operations, loan origination, loan servicing, treasury, IRR/ALM/liquidity management, general accounting, and financial reporting, human resources and payroll, branch operations, electronic banking, and more)
  • Information technology (such as IT general controls, internet banking, wires, core accounting, network operations, cybersecurity, DFS 500, and more)
  • Regulatory compliance (includes compliance management, deposit and lending regulations, BSA/AML/OFAC, CRA, and more)

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