Automation is constantly evolving, and recent advancements in attack tools and methods are demonstrating that malicious automation can be expected to have significant ramifications.
- Who is covered?
- What is a Legal Entity Customer?
- Applicability to New/Existing Accounts
- Legal Entity Customer Exclusions
- Qualification as Beneficial Owner
- Triggering Events – Updating Beneficial Ownership Information
- Assessing Your Organization’s Compliance
- David Smith, Director, Risk & Regulatory Advisory Services for Accume Partners
- Joseph Chisolm, Senior Director, Risk & Regulatory Advisory Services for Accume Partners